Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Beilfuss is a financial advisor who has been in the industry since 2008. Nicholas is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with JPMorgan Securities LLC and Chase Investment Services Corp. Nicholas holds multiple licenses and certifications, including Series 6, 7, 9, 10, 63, and 66. Nicholas is registered to provide investment advisory services in Michigan and Texas. Nicholas specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
09/01/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYZATA MN)
IL
04/22/2016 - 08/13/2020
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IN
09/03/2015 - 04/28/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIANAPOLIS IN)
MI
01/24/2014 - 06/17/2015
J.P. MORGAN SECURITIES LLC (SOUTH LYON MI)
MI
03/13/2009 - 10/27/2011
CHASE INVESTMENT SERVICES CORP. (HARTLAND MI)
MI
01/23/2008 - 04/24/2008
UVEST FINANCIAL SERVICES GROUP, INC. (COMMERCE TOWNSHIP MI)
MI
12/08/2006 - 02/07/2008
IFMG SECURITIES, INC. (NORTHVILLE MI)
MI
08/25/2005 - 12/31/2006
TCF INVESTMENTS, INC. (NORTHVILLE MI)
BOTH
Issued 02/10/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2014
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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