Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Angel Hernandez is a registered representative of UBS Financial Services Inc. Nicholas Angel Hernandez is licensed to provide investment advice in New Jersey, New York and other states. Nicholas Angel Hernandez joined UBS Financial Services Inc. in June 2022. Nicholas Angel Hernandez has been in the financial industry for over three years. Nicholas Angel Hernandez has passed Series 66, Series 10, Series 9, Series 7TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
09/11/2024 - Present
UBS Financial Services Inc. (NEW YORK NY)
BOTH
Issued 12/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/27/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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