Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Zinzi is a securities professional with over 20 years of experience in the financial industry. Nicholas is currently registered with Two Sigma Securities, LLC. Previously, Nicholas has held positions with Automated Trading Desk Brokerage Services, LLC, Automated Trading Desk Financial Services, LLC, Assent LLC, Electronic Trading Group, LLC, Joseph Gunnar & Co. LLC, Andover Brokerage, L.L.C., On-Site Trading, Inc., Credit Suisse Asset Management Securities, Inc., GKN Securities Corp., and Pruco Securities Corporation. Nicholas is a licensed Series 6, 7, 24, 55, 57TO, 63, 99TO and SIE professional and holds a broad range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/03/2012 - Present
TWO Sigma Securities, LLC (Westport CT)
SC
01/09/2008 - 04/15/2010
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC (MOUNT PLEASANT SC)
SC
01/09/2008 - 04/15/2010
AUTOMATED TRADING DESK FINANCIAL SERVICES, LLC (MOUNT PLEASANT SC)
IL
01/10/2007 - 01/02/2008
ASSENT LLC (BOLINGBROOK IL)
NY
02/18/2003 - 11/23/2005
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NY
05/14/2002 - 09/05/2002
JOSEPH GUNNAR & CO. LLC (UNIONDALE NY)
NY
10/05/2001 - 04/29/2002
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
04/16/2001 - 06/08/2001
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NY
04/13/2000 - 04/09/2001
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
NY
07/07/1999 - 04/18/2000
ON-SITE TRADING, INC. (GREAT NECK NY)
NY
03/19/1996 - 01/05/2000
CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)
NY
10/30/1995 - 11/17/1995
GKN SECURITIES CORP. (NEW YORK NY)
NJ
06/30/1995 - 09/11/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 06/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/27/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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