Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Sehr is a financial advisor with J.p. Morgan Securities LLC. Nicholas has been in the financial industry for over 10 years and is registered in 53 states. Nicholas holds several licenses including Series 63, Series 66, Series 7, and Series 52. Nicholas also has experience as an advisor with Capital One Investing, LLC and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
05/24/2018 - Present
J.p. Morgan Securities LLC (Plano TX)
TX
04/19/2017 - 05/14/2018
CAPITAL ONE INVESTING, LLC (Plano TX)
TX
12/01/2005 - 05/17/2007
WACHOVIA SECURITIES, LLC (ADDISON TX)
MN
08/05/2002 - 06/24/2005
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
AL
02/15/2002 - 03/25/2002
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
BOTH
Issued 06/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/26/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/02/2017
Series 4 - Registered Options Principal Examination
BC
Issued 08/14/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2018
Series 52 - Municipal Securities Representative Examination
BC
Issued 04/19/2017
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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