Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Roth is a financial advisor with Wealth Enhancement Advisory Services, LLC and has been in the industry since 2020. Nicholas is registered with the state of Minnesota and holds the Series 7TO, Series 66, and SIE exams. Nicholas has 34 state registrations and specializes in helping high-net-worth individuals and families, charitable organizations, pension and profit-sharing plans, and corporations or other businesses. Wealth Enhancement Advisory Services, LLC is an independent investment advisor firm based in Plymouth, MN. The firm has a long history of providing investment advice to clients and has a team of experienced professionals. Nicholas and Wealth Enhancement Advisory Services, LLC are committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
12/14/2020 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
BOTH
Issued 11/23/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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