Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Palazzo is a financial advisor with MFS Fund Distributors, Inc., a firm that is registered with FINRA. Nicholas has been in the securities industry since 2008 and has a Series 7, Series 24, and Series 66 license. Nicholas holds licenses in 53 states and is also registered with FINRA. Nicholas was previously registered with VANGUARD MARKETING CORPORATION, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and WELLS FARGO ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
08/20/2014 - Present
MFS Fund Distributors, Inc. (PHOENIX AZ)
AZ
09/19/2012 - 08/07/2014
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
AZ
06/21/2010 - 09/12/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (TUCSON AZ)
AZ
08/19/2008 - 06/22/2010
WELLS FARGO ADVISORS, LLC (ORO VALLEY AZ)
BOTH
Issued 07/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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