Unclaimed
Nicholas Andrew Lindow is a registered investment advisor representative with Vanguard Advisers, Inc. Nicholas is registered in Arizona and Texas. Nicholas has been in the securities industry since April 18, 2017. Nicholas has passed the Series 63, Series 66, Series 7 and SIE exams. Nicholas has experience providing financial planning, selection of other advisors, portfolio management for businesses and portfolio management for individuals. Nicholas is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
12/02/2019 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
BOTH
Issued 11/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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