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Nicholas Andrew Hefner

Prudential Annuities Distributors, Inc.

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About Nicholas Andrew Hefner

Nicholas Hefner is a financial professional currently registered with Prudential Annuities Distributors, Inc.. Nicholas has been in the industry since August 30, 2017. Nicholas holds the Series 6, SIE and Series 63 licenses.

Firm Information

Nicholas Hefner is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Hefner’s Registration & Firm History

CT

02/02/2024 - Present

Prudential Annuities Distributors, Inc. (Shelton CT)

PA

11/29/2016 - 05/02/2023

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Dresher PA)

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Licenses & Designations

BC

Issued 12/29/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Andrew Hefner.
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