Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Hamilton is a financial professional with over 20 years of experience in the industry. Nicholas is currently registered with Lument Securities, LLC and is licensed to provide investment advice and sell securities in the state of California. Nicholas holds a Series 7, Series 53, and Series 63 license and has passed the SIE exam. Nicholas works out of the San Diego, California office of Lument Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
06/22/2001 - Present
Lument Securities, LLC (SAN DIEGO CA)
BC
Issued 10/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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