Unclaimed
Nicholas Andrew Bogartz is a financial professional with experience in the securities industry. Nicholas holds a Series 63, Series 79TO, and SIE license, and is registered with the Financial Industry Regulatory Authority (FINRA) and several states, including California, Florida, Illinois, Missouri, New York, North Carolina, Tennessee, and Texas. Nicholas is currently employed with Deloitte Corporate Finance LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/08/2022 - Present
Deloitte Corporate Finance LLC (NEW YORK NY)
BC
Issued 04/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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