Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Barnett is a financial advisor with Foreside Fund Services, LLC, located in Charleston, SC. Nicholas has been in the financial services industry since 2007. Nicholas has a strong track record of providing investment advice and financial planning services to clients. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 63 and 66 licenses. Nicholas is also registered in 51 states as a Broker-Dealer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SC
08/12/2022 - Present
Foreside Fund Services, LLC (Charleston SC)
NH
03/25/2014 - 03/07/2022
AMERICAN ELM DISTRIBUTION PARTNERS, LLC (PORTSMOUTH NH)
CA
06/03/2009 - 04/19/2013
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
CA
05/15/2007 - 07/08/2008
THRIVENT INVESTMENT MANAGEMENT INC. (SAN FRANCISCO CA)
CA
01/09/2007 - 05/10/2007
MML INVESTORS SERVICES, INC. (WALNUT CREEK CA)
BOTH
Issued 03/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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