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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Auger is a financial advisor registered with Ameriprise Financial Services, LLC. Nicholas Auger is based in Lewiston, Maine and has been in the industry since July 2019. Nicholas Auger holds Series 66, 7TO, and SIE licenses. Nicholas Auger has a total of 15 state registrations including: Maine, California, Connecticut, Florida, Michigan, Massachusetts, New Hampshire, Vermont, District of Columbia, Virginia, Georgia, Missouri, South Dakota, North Dakota and South Carolina. Nicholas Auger's firm, Ameriprise Financial Services, LLC, is a well-established company with a wide range of financial products and services to meet the needs of their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
10/21/2019 - Present
Ameriprise Financial Services, LLC (SCARBOROUGH ME)
BOTH
Issued 08/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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