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Nicholas Amodio

C. L. King & Associates, Inc.

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About Nicholas Amodio

Nicholas Amodio is a financial professional with over 27 years of experience in the financial industry. Nicholas is currently registered with C. L. King & Associates, Inc., in Albany, New York. Nicholas has a strong background in securities trading and has held various positions at leading financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Albany Corporation, and Key Brokerage Company, Inc. Nicholas is a Series 7, Series 24, Series 55, Series 57TO and Series 63 licensed professional. Nicholas is committed to providing clients with personalized financial advice and guidance.

Firm Information

Nicholas Amodio is currently registered with C. L. King & Associates, Inc.. C. L. King & Associates, Inc. is a Corporation that was formed on March 3, 1972. The firm is registered with the SEC and in 36 states.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Amodio’s Registration & Firm History

NY

04/17/2020 - Present

C. L. King & Associates, Inc. (ALBANY NY)

NY

05/31/2002 - 11/08/2019

C. L. KING & ASSOCIATES, INC. (ALBANY NY)

NY

02/18/1997 - 05/28/2002

FIRST ALBANY CORPORATION (NEW YORK NY)

NY

09/28/1995 - 01/14/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

OH

08/08/1994 - 03/06/1995

KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)

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Licenses & Designations

IA

Issued 11/06/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/26/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/05/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas Amodio.
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