Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cantrell is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Nicholas has been in the securities industry for over 15 years. Nicholas is a Certified Financial Planner and Chartered Financial Consultant. Nicholas is also a registered representative with the Financial Industry Regulatory Authority (FINRA). Nicholas has a variety of experience in the financial services industry, including working with high-net-worth individuals, corporations, and retirement plans. Nicholas provides financial planning, investment management, and retirement planning services. Nicholas is committed to providing personalized financial advice to help clients achieve their financial goals. Nicholas has a strong reputation in the industry and is committed to providing the highest level of service to clients. Nicholas is also a member of the Association of Financial Educators. Nicholas is dedicated to helping individuals and families achieve financial success. Nicholas is a valuable resource for clients seeking financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
06/09/2020 - Present
Cambridge Investment Research Advisors, Inc. (Worcester MA)
MA
11/09/2017 - 06/10/2020
FIRST ALLIED SECURITIES, INC. (NORTHAMPTON MA)
MA
11/05/2012 - 11/09/2017
CUSO FINANCIAL SERVICES, L.P. (WORCESTER MA)
MA
09/19/2012 - 11/06/2012
SANTANDER SECURITIES LLC (GARDNER MA)
MA
05/18/2012 - 09/19/2012
LPL FINANCIAL LLC (WESTBORO MA)
MA
07/11/2007 - 06/06/2012
NYLIFE SECURITIES LLC (WESTBORO MA)
IA
Issued 12/07/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/10/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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