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Nicholas Allen Frueh

Aegis Capital Corp.

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About Nicholas Allen Frueh

Nicholas Frueh is a financial professional with over five years of experience in the financial services industry. Nicholas is currently registered with Aegis Capital Corp. and has been with the firm since January 2024. Prior to joining Aegis Capital Corp., Nicholas worked at NPM SECURITIES, LLC, CORINTHIAN PARTNERS, L.L.C. and CARILLON FUND DISTRIBUTORS, INC. Nicholas holds the Series 7, Series 66, Series 79 and SIE licenses and has experience providing financial planning and portfolio management services for individuals, businesses, and pooled investment vehicles. Nicholas is a dedicated professional with a strong commitment to helping clients achieve their financial goals.

Firm Information

Nicholas Frueh is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Frueh’s Registration & Firm History

NY

01/30/2024 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

12/07/2021 - 03/20/2023

NPM SECURITIES, LLC (NEW YORK NY)

FL

07/12/2018 - 01/02/2020

CORINTHIAN PARTNERS, L.L.C. (Tampa FL)

FL

12/03/2015 - 07/06/2018

CARILLON FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BOTH

Issued 05/05/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/07/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/19/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicholas Allen Frueh.
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