Unclaimed
Nicholas Niehaus is a registered representative with Fifth Third Securities, Inc. Nicholas has been in the industry since June 2007. Nicholas has passed the Series 7, Series 63, Series 66, and SIE exams and is currently registered in 32 states. Nicholas previously worked at WELLS FARGO CLEARING SERVICES, LLC, FIFTH THIRD SECURITIES, INC., SCOTTRADE, INC., and CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
01/24/2020 - Present
Fifth Third Securities, Inc. (Milford OH)
KY
08/04/2017 - 04/09/2018
WELLS FARGO CLEARING SERVICES, LLC (FORT MITCHELL KY)
KY
04/08/2013 - 08/07/2017
FIFTH THIRD SECURITIES, INC. (NEWPORT KY)
OH
04/21/2010 - 03/28/2013
SCOTTRADE, INC. (CINCINNATI OH)
KY
05/29/2007 - 04/20/2010
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
BOTH
Issued 5/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/6/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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