Unclaimed
Nicholas Allan Niehaus is a registered investment advisor representative with Fifth Third Securities, Inc. located in Milford, OH. Nicholas has been in the financial services industry since June 15, 2007 and is registered in 32 states. Nicholas is also a registered investment advisor in Ohio. Fifth Third Securities, Inc. is a broker-dealer and investment advisor with approximately $1 billion - $10 billion in assets under management. The firm offers investment advisory services to individuals, corporations, pooled investment vehicles, and charitable organizations. The firm's services include portfolio management, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
01/24/2020 - Present
Fifth Third Securities, Inc. (Milford OH)
KY
08/04/2017 - 04/09/2018
WELLS FARGO CLEARING SERVICES, LLC (FORT MITCHELL KY)
KY
04/08/2013 - 08/07/2017
FIFTH THIRD SECURITIES, INC. (NEWPORT KY)
OH
04/21/2010 - 03/28/2013
SCOTTRADE, INC. (CINCINNATI OH)
KY
05/29/2007 - 04/20/2010
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
BOTH
Issued 05/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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