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Nicholas Allan Niehaus

Fifth Third Securities, Inc.

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About Nicholas Allan Niehaus

Nicholas Niehaus is a registered representative with Fifth Third Securities, Inc. Nicholas has been in the industry since June 2007. Nicholas has passed the Series 7, Series 63, Series 66, and SIE exams and is currently registered in 32 states. Nicholas previously worked at WELLS FARGO CLEARING SERVICES, LLC, FIFTH THIRD SECURITIES, INC., SCOTTRADE, INC., and CITIGROUP GLOBAL MARKETS INC.

Firm Information

Nicholas Niehaus is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

1095 Highway 28

Milford, OH 45150

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicholas Niehaus’s Registration & Firm History

OH

01/24/2020 - Present

Fifth Third Securities, Inc. (Milford OH)

KY

08/04/2017 - 04/09/2018

WELLS FARGO CLEARING SERVICES, LLC (FORT MITCHELL KY)

KY

04/08/2013 - 08/07/2017

FIFTH THIRD SECURITIES, INC. (NEWPORT KY)

OH

04/21/2010 - 03/28/2013

SCOTTRADE, INC. (CINCINNATI OH)

KY

05/29/2007 - 04/20/2010

CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)

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Licenses & Designations

BOTH

Issued 5/20/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 7/6/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/24/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas Allan Niehaus.
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