Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Moran is an investment advisor representative who is licensed in 42 states. Nicholas has been in the industry since March 10, 2009. Nicholas is currently employed by Morgan Stanley and is located in the New Orleans, LA branch office. Nicholas is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds Series 7 and Series 66 licenses. Nicholas has passed the Securities Industry Essentials Examination (SIE). Prior to joining Morgan Stanley, Nicholas worked for Federated Securities Corp in Boston, MA from December 23, 2008 to April 5, 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
LA
06/23/2010 - Present
Morgan Stanley (New Orleans LA)
MA
12/23/2008 - 04/05/2010
FEDERATED SECURITIES CORP. (BOSTON MA)
BOTH
Issued 01/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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