Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Maurillo is an Investment Advisor Representative associated with UBS Financial Services Inc. Nicholas has 40 years of experience in the securities industry. Nicholas has 2 state licenses and 2 product exams. Nicholas is registered to offer advisory services in 39 states. Nicholas's current firm is located in Fort Myers, FL. Nicholas was previously employed by Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Nicholas has other business interests including a real estate investment LLC. Nicholas specializes in Portfolio Management for Individuals and Businesses, Financial Planning, and Pension Consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/22/2009 - Present
UBS Financial Services Inc. (FORT MYERS FL)
FL
04/02/2007 - 01/13/2009
MORGAN STANLEY & CO. INCORPORATED (FT. MYERS FL)
FL
03/23/1983 - 04/02/2007
MORGAN STANLEY DW INC. (FT. MYERS FL)
IA
Issued 01/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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