Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Alfonso Starks is a financial advisor with Avantax Investment Services, Inc. in El Segundo, CA. He specializes in providing investment advice to individuals and families. Nicholas has been in the financial services industry since 2018 and holds the Series 7, Series 24 and SIE licenses. He is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/01/2024 - Present
Avantax Investment Services, Inc. (EL SEGUNDO CA)
AL
03/07/2018 - 09/29/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
BC
Issued 10/05/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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