Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Alexander Wagner is a financial professional with over 15 years of experience in the industry. Nicholas is currently registered with Fidelity Brokerage Services LLC and has previously been registered with National Financial Services LLC. Nicholas holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. Nicholas is dedicated to providing clients with personalized financial guidance and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
02/09/2009 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
10/26/2007 - 12/12/2008
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
11/28/2006 - 04/12/2007
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 12/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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