Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Velardo is a financial advisor with Ernst & Young Capital Advisors, LLC. He has been in the industry since July 3, 2020. Nicholas has earned the Series 63, Series 7, Series 79, and SIE licenses. His firm is based in Charlotte, North Carolina. Nicholas is registered with FINRA and is currently registered in California, Massachusetts, New York, North Carolina, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
01/23/2024 - Present
Ernst & Young Capital Advisors, LLC (CHARLOTTE NC)
NC
04/20/2021 - 01/26/2023
TRUIST SECURITIES, INC. (Charlotte NC)
NC
07/09/2019 - 04/21/2021
ERNST & YOUNG CAPITAL ADVISORS, LLC (CHARLOTTE NC)
BC
Issued 06/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2019
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2019
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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