Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Alexander Puccini is a financial advisor with Fidelity Brokerage Services LLC. Nicholas holds the Series 7, Series 63, and Series 7TO licenses and has been in the securities industry since May 20, 2018. Nicholas is based out of Covington, KY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
08/29/2019 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
09/03/2014 - 12/11/2015
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 09/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2015
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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