Unclaimed
Nicholas Parks is a registered representative with Northwestern Mutual Investment Services, LLC. Nicholas has been in the industry for over 2 years and is registered to provide securities advice in Colorado, Michigan, Minnesota, Missouri, New Hampshire, New York, Ohio, Pennsylvania, Washington, and Wisconsin. Nicholas is also licensed to offer financial products through Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MI
11/02/2020 - Present
Northwestern Mutual Investment Services, LLC (TROY MI)
BC
Issued 03/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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