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Nicholas alexander Moller

J.p. Morgan Institutional Investments Inc.

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About Nicholas alexander Moller

Nicholas alexander Moller is a financial professional with over 15 years of experience in the securities industry. Nicholas alexander has a broad range of experience, including positions at J.P. Morgan Securities LLC and J.P. Morgan Securities Inc. Currently, Nicholas alexander is registered with J.p. Morgan Institutional Investments Inc. as a broker and investment advisor representative. Nicholas alexander holds numerous licenses and designations including Series 3, 7, 24, 52TO, 53, 63, and 79TO.

Firm Information

Nicholas alexander Moller is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas alexander Moller’s Registration & Firm History

NY

03/28/2014 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

CA

10/01/2008 - 03/24/2014

J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)

NY

11/27/2007 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/07/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/03/2013

Series 24 - General Securities Principal Examination

BC

Issued 11/19/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2016

Series 3 - National Commodity Futures Examination

BC

Issued 11/26/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas alexander Moller.
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