Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Lobasso is a financial advisor in The Villages, FL. Nicholas Lobasso is registered with Alexander Capital, LP, a firm that specializes in investment banking. Nicholas Lobasso has been in the financial services industry since 1988. Nicholas Lobasso has passed Series 7, Series 24, Series 63, and Series 79TO exams and holds registration in 30 states. Nicholas Lobasso has previous experience with firms such as Arive Capital Markets, Global Arena Capital Corp, Joseph Gunnar & Co. LLC, and H.C. Wainwright & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/29/2017 - Present
Alexander Capital, LP (The Villages FL)
NY
04/20/2015 - 10/02/2017
ARIVE CAPITAL MARKETS (Bay Ridge NY)
NY
08/11/2008 - 04/21/2015
GLOBAL ARENA CAPITAL CORP (NEW YORK NY)
NY
01/09/2002 - 08/14/2008
JOSEPH GUNNAR & CO. LLC (NEW YORK NY)
NY
04/16/2001 - 01/14/2002
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NY
04/16/2001 - 04/17/2001
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NY
12/02/1998 - 03/28/2001
BLUESTONE CAPITAL SECURITIES, INC. (NEW YORK NY)
NY
06/18/1998 - 11/24/1998
JANSSEN-MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NY
10/10/1996 - 06/02/1998
FIRST METROPOLITAN SECURITIES, INC. (NEW YORK NY)
NY
02/23/1996 - 07/18/1997
STATE CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
03/17/1993 - 04/16/1996
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
NY
10/22/1991 - 04/06/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/25/1988 - 10/22/1991
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
02/02/1988 - 03/08/1988
MOSELEY SECURITIES CORPORATION
NA
12/21/1987 - 01/12/1988
COPELAND SECURITIES INCORPORATED
NA
10/20/1987 - 01/01/1988
PHILIPS, APPEL & WALDEN, INC.
BC
Issued 11/06/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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