Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Limon is a financial professional with Mesirow Financial, Inc. Nicholas has a strong foundation in the financial industry, holding the Series 63, Series 79TO, and SIE exams. Nicholas is registered in Illinois. Nicholas's background and experience are rooted in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
11/20/2023 - Present
Mesirow Financial, Inc. (CHICAGO IL)
BC
Issued 12/27/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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