Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Erpelding is a financial advisor with over 20 years of experience in the financial services industry. Nicholas is currently registered with Orchard Securities, LLC and has been with the firm since July 2018. Previously, Nicholas was employed with Northstar Securities, LLC and Charles Schwab & Co., Inc. Nicholas holds multiple FINRA licenses including Series 7, 9, 10, 24, 63, and 66. Nicholas is registered in 33 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
07/24/2018 - Present
Orchard Securities, LLC (PLEASANT GROVE UT)
CO
03/16/2012 - 02/22/2018
NORTHSTAR SECURITIES, LLC (GREENWOOD VILLAGE CO)
CO
10/21/1999 - 03/15/2012
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
BOTH
Issued 11/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 12/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/10/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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