Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Alexander Court is a financial advisor with UBS Financial Services Inc. Nicholas has been in the industry since 2004 and has a wide range of experience working with individuals, businesses, and institutional clients. Nicholas holds Series 7, 63, and 66 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and several state regulatory agencies. Nicholas has worked at UBS Financial Services Inc. for 13 years. Prior to that, Nicholas worked at UBS International Inc. and NYLIFE Securities LLC. Nicholas has a diverse background and has worked in various capacities within the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/29/2023 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
02/15/2008 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
PA
06/21/2004 - 01/10/2008
NYLIFE SECURITIES LLC (BERWYN PA)
NJ
09/12/2003 - 03/22/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 03/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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