Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Bertram is an investment advisor representative with Charles Schwab & Co., Inc. Nicholas has been in the industry since 2012 and holds the Series 7 and Series 66 securities licenses. Nicholas has previous experience at TD Ameritrade. Nicholas is registered to provide advisory services in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
10/04/2022 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
TX
01/01/2013 - 02/20/2023
TD AMERITRADE, INC. (Westlake TX)
BOTH
Issued 10/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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