Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Albanese is a registered representative with Deutsche Bank Securities Inc. Nicholas has been in the financial industry since July 26, 1986. Nicholas is also registered with FINRA. Nicholas has a Series 7, Series 99TO and SIE licenses. Nicholas has held previous positions at MIZUHO SECURITIES USA INC. and WARBURG DILLON READ LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
03/10/2014 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
NY
10/07/1997 - 01/03/2012
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
06/29/1998 - 02/03/1999
WARBURG DILLON READ LLC (NEW YORK NY)
CT
05/22/1984 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
BC
Issued 10/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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