Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Wood is a financial advisor with Northwestern Mutual Investment Services, LLC, with over 6 years of experience in the industry. Nicholas has a Series 7, Series 66, and SIE license. Previously, Nicholas has worked at Raymond James & Associates, Inc. and Edward Jones. Nicholas is registered in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
05/09/2023 - Present
Northwestern Mutual Investment Services, LLC (SAINT LOUIS MO)
MO
06/10/2021 - 12/20/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST LOUIS MO)
MO
10/19/2016 - 05/26/2021
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 05/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Wood is the right advisor for you? Invested Better is here to help.
