Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Stacy is a financial advisor with Fidelity Brokerage Services LLC. Nicholas has been in the financial industry since June 19, 2015. Nicholas has a Series 63, Series 7TO, SIE and Series 6 license. Nicholas is registered to provide investment advice in 53 states. Nicholas has previously worked at RAYMOND JAMES FINANCIAL SERVICES, INC., J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
05/13/2020 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
OH
02/10/2016 - 10/23/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (BATAVIA OH)
OH
10/01/2012 - 10/30/2015
J.P. MORGAN SECURITIES LLC (MILFORD OH)
OH
08/20/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WEST CHESTER OH)
BC
Issued 06/08/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/23/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Nicholas Stacy is the right advisor for you? Invested Better is here to help.
