Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Rivera is an investment advisor representative with Fidelity Personal And Workplace Advisors. Nicholas is registered with FINRA and the state of Virginia. Nicholas has been in the industry since June 2013. Nicholas's previous employment experience includes Wells Fargo Clearing Services, LLC and Wells Fargo Advisors LLC. Nicholas holds the Series 6, 7, 63, and 65 licenses as well as the SIE. Nicholas specializes in providing financial planning, investment advisory, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
02/19/2021 - Present
Fidelity Personal AND Workplace Advisors (TYSONS CORNER VA)
VA
06/04/2013 - 02/12/2021
WELLS FARGO CLEARING SERVICES, LLC (ALEXANDRIA VA)
IA
Issued 07/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/03/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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