Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Niver is a registered representative with LPL Financial LLC, with offices in Edmond, Oklahoma and Fort Mill, South Carolina. Nicholas has been in the securities industry since October 3, 2018. Nicholas has passed the Series 66, Series 7 and SIE exams. Nicholas also holds a registration with the states of Texas and Oklahoma. Prior to joining LPL Financial LLC, Nicholas worked at Raymond James & Associates, Inc. in Oklahoma City, Oklahoma.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/31/2022 - Present
LPL Financial LLC (EDMOND OK)
OK
10/04/2018 - 10/06/2022
RAYMOND JAMES & ASSOCIATES, INC. (OKLAHOMA CITY OK)
BOTH
Issued 11/07/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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