Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Maus is a financial advisor with over 10 years of experience in the financial services industry. Nicholas is currently registered with Corebridge Capital Services, Inc. and has previously been registered with GWFS Equities, Inc. and Jackson National Life Distributors LLC. Nicholas holds Series 6, 63, and 65 securities licenses as well as the SIE. Nicholas is registered in 10 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/10/2019 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
CO
08/19/2016 - 03/29/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
04/01/2013 - 03/17/2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
IA
Issued 06/29/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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