Unclaimed
Nicholas Kartsounes is a financial advisor who has been in the industry since 1998. Nicholas is currently registered with FHN Financial Securities Corp. Nicholas is licensed in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
01/31/2002 - Present
FHN Financial Securities Corp. (Lisle IL)
MN
07/09/1998 - 01/22/2002
GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)
BC
Issued 04/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/07/1998
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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