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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Gardner is a financial advisor who is currently registered with MML Investors Services, LLC. Nicholas has been in the industry since 2019 and holds multiple licenses including Series 63, 65 and 7. He currently works out of the Indianapolis, IN branch office. Nicholas Gardner is also a licensed broker and investment advisor in several states and provides services to individuals, corporations and businesses, trusts, foundations and endowments. He also specializes in pension consulting and asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IN
08/07/2023 - Present
MML Investors Services, LLC (Indianapolis IN)
IA
Issued 11/21/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/04/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/28/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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