Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Agostino is a financial advisor with Cetera Investment Advisers LLC, registered in Florida and Georgia. Nicholas has 12 years of experience in the financial industry, starting their career in 2011. Nicholas is a Certified Financial Planner and holds the Series 63, 66, 7, 52TO, 53, 4, and 24 licenses. Nicholas is a FINRA arbitrator and has experience working with individuals, corporations, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Nicholas has over 16618 clients with over 104 billion dollars in assets under management.
DAVIE, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/01/2023 - Present
Cetera Investment Advisers LLC (DAVIE FL)
GA
06/22/2021 - 02/08/2023
CETERA INVESTMENT SERVICES LLC (ATLANTA GA)
GA
06/22/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ATLANTA GA)
FL
06/08/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
FL
04/03/2012 - 06/03/2013
T. ROWE PRICE INVESTMENT SERVICES, INC. (BOCA RATON FL)
NY
06/13/2011 - 01/09/2012
RIVERSOURCE DISTRIBUTORS, INC. (ALBANY NY)
FL
04/06/2010 - 09/30/2010
AMERICA'S CHOICE EQUITIES LLC (PALM BEACH GARDENS FL)
NY
09/05/2008 - 02/01/2010
HRC INVESTMENT SERVICES, INC. (ALBANY NY)
BOTH
Issued 6/26/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/20/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/26/2015
Series 4 - Registered Options Principal Examination
BC
Issued 8/28/2015
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/4/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicholas Agostino is the right advisor for you? Invested Better is here to help.
