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Nicholas Adelani Owoyemi

Newbridge Securities Corp.

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About Nicholas Adelani Owoyemi

Nicholas Owoyemi is a securities professional with over 30 years of experience in the financial services industry. Currently, Nicholas is registered with Newbridge Securities Corp. and is licensed to provide securities and investment advice in Florida, New Jersey, and New York. Nicholas has held previous positions with R.M. Stark & Co., Inc., Merrimac Corporate Securities, Inc., Wallstreet*E Financial Services, Inc., Chase Investment Services Corp., WAMU Investments, Inc., AIG Financial Advisors, Inc., Sunamerica Securities, Inc., UVEST Financial Services Group, Inc., CitiCorp Investment Services, Financial Horizons Securities Corporation, NYLIFE Securities Inc., and Malone & Associates, Inc. Nicholas holds the Series 7, Series 24, Series 63, and Series 65 licenses as well as the SIE designation.

Firm Information

Nicholas Owoyemi is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Owoyemi’s Registration & Firm History

NY

02/26/2016 - Present

Newbridge Securities Corp. (NEW YORK NY)

NY

06/21/2012 - 01/27/2016

R.M. STARK & CO., INC. (NEW YORK NY)

FL

12/15/2010 - 06/22/2012

MERRIMAC CORPORATE SECURITIES, INC. (ALTAMONTE SPRINGS FL)

FL

01/08/2010 - 10/21/2010

WALLSTREET*E FINANCIAL SERVICES, INC. (CORAL GABLES FL)

NY

05/02/2009 - 12/09/2009

CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)

NY

11/19/2008 - 05/02/2009

WAMU INVESTMENTS, INC. (BROOKLYN NY)

NY

11/22/2006 - 11/20/2008

WALLSTREET*E FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

10/31/2005 - 11/24/2006

AIG FINANCIAL ADVISORS, INC. (NEW YORK NY)

AZ

07/18/2005 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

NC

06/14/2005 - 06/28/2005

UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)

AZ

03/14/2005 - 06/24/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

NY

04/29/1993 - 11/09/2004

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NA

10/31/1994 - 07/17/1995

FINANCIAL HORIZONS SECURITIES CORPORATION

NY

06/27/1990 - 09/15/1992

NYLIFE SECURITIES INC. (NEW YORK NY)

CO

11/21/1989 - 05/03/1990

MALONE & ASSOCIATES, INC. (DENVER CO)

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Licenses & Designations

IA

Issued 02/13/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/08/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Nicholas Adelani Owoyemi. Review regulatory record here.
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