Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Wofsy is a financial advisor with Steward Partners Investment Solutions, LLC. Nicholas has been in the industry since 1995 and has a strong track record of success. Nicholas is a licensed Series 7, 24, 63, 99 and SIE representative. He is also registered to provide investment advice in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Nicholas has a deep understanding of the financial markets and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OR
06/08/2023 - Present
Steward Partners Investment Solutions, LLC (PORTLAND OR)
NJ
12/01/2021 - 07/11/2022
PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)
NJ
12/19/1994 - 07/11/2022
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 02/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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