Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Knudsen is a financial professional with experience in the financial services industry. Nicholas has been registered with the Securities and Exchange Commission (SEC) since 2010. Nicholas holds a Series 7, Series 66, and SIE licenses. Currently, Nicholas is registered with Pruco Securities, LLC and has been with the firm since 2021. Prior to working at Pruco Securities, LLC, Nicholas has worked at State Farm VP Management Corp., Edward Jones, and AAA Insurance. Nicholas is a licensed advisor in California and has experience providing financial advice to a variety of clients, including individuals, businesses, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
10/26/2021 - Present
Pruco Securities, LLC (Santa Rosa CA)
IL
11/14/2011 - 04/11/2012
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
CA
06/28/2010 - 10/01/2010
EDWARD JONES (SANTA ROSA CA)
BOTH
Issued 06/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/02/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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