Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Ramsey is a financial advisor at Cetera Investment Advisers LLC, located in Carbondale, Illinois. Nicholas has been in the financial services industry since July 13, 2016. Nicholas is registered in Illinois and Texas as both a Registered Representative and Investment Advisor Representative. Nicholas has earned his Series 6, 7TO, 63 and 65 licenses. Nicholas also holds a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
12/26/2023 - Present
Cetera Investment Advisers LLC (CARBONDALE IL)
IL
08/03/2020 - 12/18/2023
LPL FINANCIAL LLC (HERRIN IL)
IL
05/10/2016 - 06/05/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CARBONDALE IL)
IA
Issued 9/13/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/10/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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