Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Nolan is a financial professional with over 14 years of experience in the industry. He is currently registered with BTIG, LLC and has previously held positions with XPERT SECURITIES, INC., CREDIT SUISSE SECURITIES (USA) LLC, BARCLAYS CAPITAL INC. and LEHMAN BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/02/2012 - Present
Btig, LLC (SAN FRANCISCO CA)
NY
09/24/2010 - 02/21/2012
XPERT SECURITIES, INC. (NEW YORK NY)
CA
10/06/2008 - 03/23/2010
CREDIT SUISSE SECURITIES (USA) LLC (LOS ANGELES CA)
CA
09/22/2008 - 10/08/2008
BARCLAYS CAPITAL INC. (LOS ANGELES CA)
CA
10/03/2007 - 09/22/2008
LEHMAN BROTHERS INC. (LOS ANGELES CA)
BOTH
Issued 12/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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