Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Smith is a financial advisor with State Farm VP Management Corp. located in Richardson, Texas. Nicholas is a registered representative with FINRA and holds the Series 6 and Series 63 licenses. Nicholas also holds the Securities Industry Essentials (SIE) exam. Nicholas has been in the financial services industry since 2003. Prior to joining State Farm VP Management Corp., Nicholas worked at Northwestern Mutual Investment Services, LLC in Murfreesboro, Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
01/03/2011 - Present
State Farm VP Management Corp. (RICHARDSON TX)
TN
01/15/2003 - 11/30/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MURFREESBORO TN)
BC
Issued 01/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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