Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas McGlynn is a financial advisor with over 20 years of experience. Nicholas currently works for J.p. Morgan Securities LLC and has been with the firm since 2012. Previously, Nicholas worked at Wamu Investments, Inc. and Pacific Select Distributors, Inc. Nicholas is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses including Series 4, Series 6, Series 7, Series 9, Series 10, Series 24, Series 63, Series 66, and Series 99. Nicholas has been a licensed broker since 2002 and is active in both Broker-Dealer and Investment Advisor capacities. Nicholas specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DE
11/15/2016 - Present
J.p. Morgan Securities LLC (Bear DE)
TX
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN ANTONIO TX)
CA
03/31/2004 - 05/02/2009
WAMU INVESTMENTS, INC. (FULLERTON CA)
CA
04/22/2002 - 03/31/2004
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
BOTH
Issued 11/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/09/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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