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Nicholas A. Johnson

J.p. Morgan Institutional Investments Inc.

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About Nicholas A. Johnson

Nicholas A. Johnson is a financial advisor with J.p. Morgan Institutional Investments Inc., with over 18 years of experience in the financial industry. Johnson has a Series 7, Series 66 and SIE license and holds registrations in North Carolina and South Carolina. Before joining J.p. Morgan Institutional Investments Inc. Johnson was previously registered with JPMORGAN DISTRIBUTION SERVICES, INC. and RYDEX DISTRIBUTORS, INC.

Firm Information

Nicholas Johnson is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicholas Johnson’s Registration & Firm History

NY

01/03/2011 - Present

J.p. Morgan Institutional Investments Inc. (New York NY)

OH

02/26/2010 - 01/03/2011

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

MD

08/22/2005 - 12/11/2009

RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)

PA

05/28/2004 - 08/17/2005

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

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Licenses & Designations

IA

Issued 01/26/2009

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 06/17/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicholas A. Johnson.
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