Unclaimed
Nicholas A. Johnson is a financial advisor with J.p. Morgan Institutional Investments Inc., with over 18 years of experience in the financial industry. Johnson has a Series 7, Series 66 and SIE license and holds registrations in North Carolina and South Carolina. Before joining J.p. Morgan Institutional Investments Inc. Johnson was previously registered with JPMORGAN DISTRIBUTION SERVICES, INC. and RYDEX DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/03/2011 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
OH
02/26/2010 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
MD
08/22/2005 - 12/11/2009
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
PA
05/28/2004 - 08/17/2005
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
IA
Issued 01/26/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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