Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas George is a financial advisor with Raymond James & Associates, Inc. Nicholas has been in the industry since 1996, and brings a wealth of experience to his clients. Nicholas has worked at a number of firms over the years, including Guggenheim Securities, LLC, Evercore Group L.L.C. and Miller Tabak + Co., LLC. Nicholas holds the Series 4, Series 7, Series 57, and Series 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/29/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
07/12/2022 - 11/22/2023
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
12/22/2015 - 06/09/2022
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
04/22/2013 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
07/07/2000 - 04/22/2013
MILLER TABAK + CO., LLC (NEW YORK NY)
NY
06/08/1998 - 07/07/2000
MILLER TABAK HIRSCH & CO. (NEW YORK NY)
CA
02/25/1997 - 01/23/1998
J.B. OXFORD & COMPANY (SHERMAN OAKS CA)
CA
12/18/1995 - 10/11/1996
PACIFIC BROKERAGE SERVICES, INC. (LOS ANGELES CA)
MI
11/21/1994 - 05/31/1995
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 12/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2015
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2017
Series 57 - Securities Trader Exam
BC
Issued 11/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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