Unclaimed
Nicholas Garcia is a financial advisor at Charles Schwab & Co., Inc. Nicholas has been in the industry since April 2014 and has a diverse background in financial services. He holds a Series 7, Series 63, and Series 66 licenses. His expertise lies in providing financial advice, developing financial plans, and offering portfolio management services for both individuals and businesses. With experience at both Charles Schwab & Co., Inc. and ScotTrade, Inc., Nicholas is equipped to assist clients in navigating the complex world of investments. His commitment to client service and personalized attention is evident in his extensive list of registered states, offering his expertise to a broad spectrum of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MD
06/26/2023 - Present
Charles Schwab & CO., Inc. (Bethesda MD)
MD
09/10/2013 - 03/09/2018
SCOTTRADE, INC. (BURTONSVILLE MD)
BOTH
Issued 08/02/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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