Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Cifelli is an experienced financial professional with over two decades of industry experience. Nicholas has been registered with J.P. Morgan Securities LLC since November 2011, offering a range of financial services including portfolio management for individuals and businesses, financial planning, and selection of other advisors. Previously, Nicholas held positions at HIGHTOWER SECURITIES, LLC, J.P. MORGAN SECURITIES INC., CIBC WORLD MARKETS CORP., and GARBAN CORPORATES LLC. Nicholas possesses a comprehensive understanding of the financial markets and a commitment to delivering personalized financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/25/2011 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/08/2009 - 05/02/2011
HIGHTOWER SECURITIES, LLC (NEW YORK NY)
NY
05/01/2003 - 05/28/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/09/2000 - 05/12/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/25/1999 - 04/20/2000
GARBAN CORPORATES LLC (NEW YORK NY)
IA
Issued 02/19/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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