Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Boccio is a financial professional with over 18 years of experience in the industry. Nicholas is currently registered with T3 Trading Group, LLC and holds a Series 3, Series 7TO, Series 55, Series 57TO and SIE licenses. Nicholas also holds a Series 66 license and previously held a Series 63 license. Nicholas has worked for several firms throughout their career including MML Investors Services, LLC, T3 Trading Group, LLC, FTN Midwest Securities Corp., Assent LLC, Bannockburn Partners, LLC, E*TRADE Professional Trading, LLC, Hold Brothers On-Line Investment Services L.L.C. and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/23/2024 - Present
T3 Trading Group, LLC (NEW YORK NY)
NY
11/21/2023 - 08/16/2024
MML INVESTORS SERVICES, LLC (SYOSSET NY)
NY
06/12/2020 - 08/18/2023
T3 TRADING GROUP, LLC (NEW YORK NY)
OH
01/03/2005 - 03/11/2005
FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)
IL
08/16/2004 - 12/13/2004
ASSENT LLC (BOLINGBROOK IL)
NY
02/18/2004 - 08/10/2004
BANNOCKBURN PARTNERS, LLC (SYOSSET NY)
NY
10/22/2003 - 01/22/2004
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
NY
06/05/2003 - 10/22/2003
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
IL
03/26/2003 - 04/15/2003
ANDOVER CAPITAL PARTNERS LLC (BOLINGBROOK IL)
NY
08/29/2000 - 01/14/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 10/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/05/2023
Series 3 - National Commodity Futures Examination
BC
Issued 06/12/2020
Series 57TO - Securities Trader Exam
BC
Issued 05/23/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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